National Association of Active Investment Managers


National Association of Active Investment Managers

Represents registered investment advisors who provide active money management services to their clients, in order to produce favorable risk-adjusted returns as an alternative to more passive, buy and hold strategies. Membership:$300 (Regular/Special); $600(Associate Member).

Organization Type:
National Trade or Professional Association
Acronym:
NAAIM
Tax Exempt Status:
501(c)(6)
Industry:
Banking/Finance/Investments, Investments/Securities Industry
Year Founded:
1989
Address:
6732 W. Coal Mine Ave.
Suite 446 Littleton, CO 80123
Telephone:
Fax:
Website:
Staff:
6
Members:
200 firms


Financial Snapshot

 

Total revenues: $377,903


Year - 2017
1st-yr growth
-7.69%
 
 
 
 
 
Year by Year
Revenue
 
Program service revenue
 
Sales of non-inventory assets
 
Total contributions
 
Other

Total expenses: $295,867


Year - 2017
1st-yr growth
-25.38%
 
 
 
 
 
Year by Year
Expenses
 
Conferences, conventions, meetings
 
Management fees
 
Advertising and promotion
 
Other

Total assets: $703,472


Year - 2017
1st-yr growth
8.34%
 
 
 
 
 
Year by Year
Assets
 
Savings and temporary cash investments
 
Investments in other securities
 
Cash -- non-interest bearing

Total Liabilities: $0


Year - 2017
1st-yr growth
0%
 
 
 
 
 
Year by Year
Liabilities

   Revenue:

Revenue: Amount ($)
Program service revenue 245,944
Sales of non-inventory assets 49,483
Total contributions 48,150
Investment income 34,326
Royalties 0
Income from sales of inventory 0
Net rental income 0
Miscellaneous revenue 0
Gaming income 0
Tax-exempt bond proceeds 0
Fundraising income 0
Total Revenue:

$377,903

1-yr growth
-7.69%
Program service revenue
Sales of non-inventory assets
Total contributions
Investment income

   Expenses:

Expenses: Amount ($)
Conferences, conventions, meetings 166,721
Management fees 50,400
Advertising and promotion 26,839
Other expenses 23,899
Office expenses 13,063
Accounting fees 6,613
Information technology 4,164
Investment management fees 3,423
Insurance 745
Other fees 0
Interest expense 0
Payments to affiliates 0
Depreciation, depletion, amortization 0
Royalties 0
Occupancy 0
Travel 0
Travel/entertainment expenses to public officials 0
Lobbying fees 0
Professional fundraising fees 0
Legal fees 0
Grants to governments/orgs in the US 0
Grants to individuals in the US 0
Grants to orgs and individuals outside the US 0
Benefits paid to or for members 0
Compensation of current officers, directors, etc 0
Compensation of disqualified persons 0
Compensation for non-officers/directors 0
Pension plan contributions 0
Other employee benefits 0
Payroll taxes 0
Total Expenses:

$295,867

1-yr growth
-25.38%
Conferences, conventions, meetings
Management fees
Advertising and promotion
Other expenses
Office expenses
Accounting fees
Information technology
Investment management fees
Insurance

   Assets:

Assets: Amount ($)
Savings and temporary cash investments 507,555
Investments in other securities 131,841
Cash -- non-interest bearing 64,076
Accounts receivable 0
Prepaid expenses or deferred charges 0
Inventories for sale or use 0
Investments in publicly traded securities 0
Other assets 0
Pledges and grants receivable 0
Land, buildings, & equipment (net) 0
Receivables from officers, directors, etc. 0
Receivables from disqualified persons 0
Notes and loans receivables 0
Program-related investments 0
Intangible assets 0
Total Assets:

$703,472

1-yr growth
8.34%
Savings and temporary cash investments
Investments in other securities
Cash -- non-interest bearing

   Liabilities:

Liabilities: Amount ($)
Grants payable 0
Accounts payable and accrued expenses 0
Other liabilities 0
Deferred revenue 0
Tax-exempt bond liabilities 0
Escrow or custodial account liability 0
Loans and other payables to officers, directors, etc. 0
Secured mortgages and notes payabl 0
Unsecured mortgages and notes payable 0
Total Liabilities:

$0

1-yr growth
0%

   Net Assets:

Net Assets: Amount ($)
Unrestricted net assets 0
Temporarily restricted net assets 0
Permanently restricted net assets 0
Total Net Assets:

$0

1-yr growth
0%

Key Staff

  
Name Ascending
Title 
Function 
Add Prospect 
Emily Frazier Chairman Administration, Chairman of the Board ...X
Jim Applegate Secretary Administration, Board Member ...X
Matt Spangler Vice President Board Member, Senior Executive ...X
Paul Schatz Treasurer Board Member, Finance ...X
Steve Williamson President Board Member, Executive Director ...X
Susan Truesdale Administrator Administration, Conference Committee Chair ...X

Meetings/Conferences

Year Descending
Name 
Location 
Facility 
From 
To 
Attendance 
Exhibitors 
Facility Amenities 
2019Uncommon Knowledge 2019 Scottsdale , AZ , United States DoubleTree Resort by Hilton Paradise Valley April 28 May 1   Convention Center...X
2018Outlook Conference 2018 Chicago , IL , United States Chicago Marriott O’Hare November 5 November 6   Convention Center...X
2017Uncommon Knowledge 2017 San Diego , CA , United States Hilton San Diego Resort and Spa April 30 May 3    ...X
20162016 NAAIM Uncommon Knowledge Fort Lauderdale , FL , United States The Westin Fort Lauderdale Beach Resort May 1 May 4    ...X
2016Outlook 2016 Dallas , TX , United States Dallas/Ft. Worth Airport Marriott November 14 November 15    ...X
2015Uncommon Knowledge National Conference 2015 St. Louis , United States Hilton St. Louis at the Ballpark May 3 May 6   Convention Center...X
2015Outlook Conference 2015 Dallas , TX , United States Dallas/Ft. Worth Airport Marriott November 1 November 3    ...X

Publications

Name 
Frequency 
Advertising 
Active Manager Newsletterbi-monthlyNo...X
NAAIM Membership DirectoryonlineNo...X
NAAIM NewsonlineNo...X

Recent Lobbying Spending

Source: Lobbying Disclosure Electronic Filings, Office of the Clerk, U.S House of Representatives.

2019 Q4: $0
2019 Q3: $0
2019 Q2: $0
2019 Q1: $0
2018: $0


PAC Details

Name: -



FEC ID: -



Last updated: -


PAC Contributions

(-)

Outside Representation

Firm Name Ascending
Reg/ Term 
Date 
  This organization has no outside representation data available.
 

Legislative Issue Focus

Source: Lobbying Disclosure Electronic Filings, Office of the Clerk, U.S House of Representatives.

This organization has no legislative issue data available.

Active Legislation

This organization has no active legislation data available.

Contractors

Contractor Ascending
Service Category 
Reported Year Descending
Reported Compensation 
  This organization has no contractors information available.
 

***Disclaimer: This information has been sourced from a combination of the IRS Forms 990, 5500, and the Federal Audit Clearinghouse



 
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